How to treat information and administer your organisation’s policy

Your organisation must treat information and administer its policy in accordance with all relevant laws and other obligations, such as:

  • the Privacy and Data Protection Act 2014 (Vic)
  • the Public Records Act 1973 (Vic)
  • the Charter of Human Rights and Responsibilities Act 2006 (Vic).

Include a collection notice on your organisation’s Declaration and management plan form and its DOPI form. [The model forms we offer include collection notices] [linked].

Monitoring and evaluation

Regularly monitor and evaluate the effectiveness of your organisation’s:

  • conflict of interest policy and processes
  • preventative and management strategies – such as its guidance materials.

Example – monitoring as a second line of defence

Monitoring your organisation’s process for declaring conflicts of interest and its process for developing conflict of interest management plans can help to:

  • identify opportunities for improvement
  • gauge the effectiveness of the system
  • detect non-compliance.

Audit and risk committee

Your organisation’s Risk and Audit Committee must ensure they receive a report from the organisation at least annually on its conflict of interest processes, including declaration, recording, management and quality control.

Checklist

The overview checklist [LINK] at the start of this guide doubles a handy starting point for the evaluation process.